Investor Alert: David Wilson Fleming Jr. was fined $5,000 and suspended from FINRA for three months for borrowing money from client.

Investor Alert: David Wilson Fleming Jr. was fined $5,000 and suspended from FINRA for three months for borrowing money from client.

Furgison Law Group is considering potential claims against STIFEL, NICOLAUS & COMPANY, INCORPORATED, DEUTSCHE BANK SECURITIES INC. or STERNE, AGEE & LEACH, INC., related to alleged misconduct by David Wilson Fleming Jr.

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Investor Alert: Samuel Kent Van Allen was fined $7,500 and suspended from FINRA for 15 business days.

Investor Alert: Samuel Kent Van Allen was fined $7,500 and suspended from FINRA for 15 business days.

Furgison Law Group is considering potential claims against WESTPORT RESOURCES INVESTMENT SERVICES, INC., or CAMBRIDGE INVESTMENT RESEARCH, INC., related to alleged misconduct by Samuel Kent Van Allen.

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