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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

We help investors recover losses due to fraud, negligence, misrepresentations, omissions, breach of fiduciary duty, conflicts of interest and other broker misconduct in FINRA securities arbitrations. Call Us Today for Free Case Evaluation!

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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct.

Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group
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News and Investor Alerts on investment scams, financial adviser fraud and other stockbroker misconduct


November 10, 2023

Investor Alert: Christopher M. Roumayeh was suspended and fined $15,000 for engaging in outside business activities without providing prior written notice

November 10, 2023/ Jon Furgison
Investor Alert: Christopher M. Roumayeh was suspended and fined $15,000 for engaging in outside business activities without providing prior written notice

Furgison Law Group is considering potential claims against MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATION related to alleged misconduct by Christopher M. Roumayeh.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Christopher M. Roumayeh, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATION
November 10, 2023

Investor Alert: Michelle Lynn Gill was suspended and fined $5,000 for participating in private securities transactions without providing written notice

November 10, 2023/ Jon Furgison
Investor Alert: Michelle Lynn Gill was suspended and fined $5,000 for participating in private securities transactions without providing written notice

Furgison Law Group is considering potential claims against PARADIGM EQUITIES, INC. related to alleged misconduct by Michelle Lynn Gill.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Michelle Lynn Gill, PARADIGM EQUITIES INC.
November 10, 2023

Investor Alert: Robert Nicholas Korzik was suspended and fined $8,500 for participating in and solicited customers of his member firm to invest

November 10, 2023/ Jon Furgison
Investor Alert: Robert Nicholas Korzik was suspended and  fined $8,500 for participating in and solicited customers of his member firm to invest

Furgison Law Group is considering potential claims against AMERIPRISE FINANCIAL SERVICES, INC. related to alleged misconduct by Robert Nicholas Korzik.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Robert Nicholas Korzik, AMERIPRISE FINANCIAL SERVICES INC.
November 10, 2023

Investor Alert: Sachin Kumar was suspended and fined $5,000 for directing a customer to sign a blank automated customer account transfer

November 10, 2023/ Jon Furgison
Investor Alert: Sachin Kumar was suspended and  fined $5,000 for directing a customer to sign a blank automated customer account transfer

Furgison Law Group is considering potential claims against LAIDLAW WEALTH MANAGEMENT LLC related to alleged misconduct by Sachin Kumar.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Sachin Kumar, LAIDLAW WEALTH MANAGEMENT LLC
November 10, 2023

Investor Alert: Paul Gary Liebman was suspended and fined $5,000 for borrowing approximately $16,000 from a customer

November 10, 2023/ Jon Furgison
Investor Alert: Paul Gary Liebman was suspended and fined $5,000 for borrowing approximately $16,000 from a customer

Furgison Law Group is considering potential claims against WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC related to alleged misconduct by Paul Gary Liebman.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Paul Gary Liebman, WELLS FARGO ADVISORS FINANCIAL NETWORK LLC
November 10, 2023

Investor Alert: Courtney James Burn was suspended and fined $5,000 for providing standardized monthly-consolidated account reports to customers

November 10, 2023/ Jon Furgison
Investor Alert: Courtney James Burn was suspended and fined $5,000 for providing standardized monthly-consolidated account reports to customers

Furgison Law Group is considering potential claims against IC ADVISORY SERVICES, INC. related to alleged misconduct by Courtney James Burn.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Courtney James Burn, IC ADVISORY SERVICES INC.
November 10, 2023

Investor Alert: Thomas John Lykos Jr. was barred for acting unethically by cheating during a Series 24 General Securities Principal qualification examination

November 10, 2023/ Jon Furgison
Investor Alert: Thomas John Lykos Jr. was barred for acting unethically by cheating during a Series 24 General Securities Principal qualification examination

Furgison Law Group is considering potential claims against SANDERS MORRIS HARRIS LLC related to alleged misconduct by Thomas John Lykos Jr..

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Thomas John Lykos Jr., SANDERS MORRIS HARRIS LLC
November 10, 2023

Investor Alert: Steven Robert Luftschein was named in a complaint for controlling the volume and frequency of trading in the customers’ accounts

November 10, 2023/ Jon Furgison
Investor Alert: Steven Robert Luftschein was named in a complaint  for controlling the volume and frequency of trading in the customers’ accounts

Furgison Law Group is considering potential claims against JOSEPH STONE CAPITAL LLC related to alleged misconduct by Steven Robert Luftschein.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Steven Robert Luftschein, JOSEPH STONE CAPITAL LLC
November 10, 2023

Investor Alert: Joseph John Weinrich Sr. was named in a complaint for failing to timely amend his Form U4

November 10, 2023/ Jon Furgison
Investor Alert: Joseph John Weinrich Sr. was named in a complaint for failing to timely amend his Form U4

Furgison Law Group is considering potential claims against B.B. GRAHAM & COMPANY, INC. related to alleged misconduct by Joseph John Weinrich Sr.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Joseph John Weinrich Sr., B.B. GRAHAM & COMPANY INC.
November 10, 2023

Investor Alert: Mark Harris Elenowitz was named in a complaint for failing to conduct reasonable diligence on the offerings

November 10, 2023/ Jon Furgison
Investor Alert: Mark Harris Elenowitz was named in a complaint for failing to conduct reasonable diligence on the offerings

Furgison Law Group is considering potential claims against Tripoint Global Equities, LLC related to alleged misconduct by Mark Harris Elenowitz.

Read More
November 10, 2023/ Jon Furgison/
Special Investigaiton, FINRA Disciplinary Action
Mark Harris Elenowitz, Tripoint Global Equities LLC
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Stock Fraud Lawyer | Securities Arbitration Attorneys| Furgison Law Group

The Furgison Law Group represents retail and institutional investors around the world in securities arbitration and litigation. The firm represents clients before the Financial Industry Regulatory Authority (FINRA) [formerly the National Association of Securities Dealers (NASD)], the American Arbitration Association (AAA) and in numerous state and federal courts to resolve financial disputes between customers, financial advisers, banks, brokerage firms and other financial institutions. 

Our firm has represented litigants in state and federal courts in California and across the country in a variety of business and professional liability disputes, including complex litigation and cases involving sophisticated theories of fraud, misrepresentations and omissions, professional negligence and breach of fiduciary duty. 

Our headquarters are in Southern California, but we have a network of associate attorneys that allow us to serve clients from across the country and around the world.

We have recovered millions of dollars in investment losses for our clients and we look forward to helping you.

(310) 356-6890

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Furgison Law Group, PC     (310) 356-6890 
445 31st Street, Hermosa Beach, CA 90254
26901 Agoura Rd, Suite 180, Agoura Hills, CA 91301

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